Unclaimed
Mark Alexander Prestia is a financial professional with over 20 years of experience in the industry. Mark has held positions at several leading firms including Credit Agricole Securities (USA) Inc., RBC Capital Markets, LLC, and Deutsche Bank Securities Inc. Mark currently holds a Series 7, Series 24 and Series 63 license and is registered with Natixis Securities Americas LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/22/2018 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
03/16/2011 - 03/28/2017
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
01/06/2009 - 12/17/2010
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
01/13/2001 - 02/14/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
03/13/1996 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
BC
Issued 04/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2014
Series 24 - General Securities Principal Examination
BC
Issued 03/28/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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