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Mark Alexander Peterson

Blackrock Investments, LLC

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About Mark Alexander Peterson

Mark Alexander Peterson is a financial advisor with Blackrock Investments, LLC. Mark is based in New York, New York and has been in the industry since 1994. Mark has been with Blackrock Investments, LLC since June 2011. Previously, Mark worked at DWS INVESTMENTS DISTRIBUTORS, INC and KEMPER FINANCIAL SERVICES, INC. Mark holds the Series 6, 7, 24, and 63 securities licenses, as well as the SIE exam. Mark is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 53 states.

Firm Information

Mark Peterson is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Peterson’s Registration & Firm History

NY

06/24/2011 - Present

Blackrock Investments, LLC (NEW YORK NY)

IL

02/01/1995 - 06/07/2011

DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)

NA

01/18/1994 - 02/01/1995

KEMPER FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 03/15/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/1994

Series 7 - General Securities Representative Examination

BC

Issued 01/17/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Alexander Peterson.
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