Unclaimed
Mark Alexander Peterson is a financial advisor with Blackrock Investments, LLC. Mark is based in New York, New York and has been in the industry since 1994. Mark has been with Blackrock Investments, LLC since June 2011. Previously, Mark worked at DWS INVESTMENTS DISTRIBUTORS, INC and KEMPER FINANCIAL SERVICES, INC. Mark holds the Series 6, 7, 24, and 63 securities licenses, as well as the SIE exam. Mark is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/24/2011 - Present
Blackrock Investments, LLC (NEW YORK NY)
IL
02/01/1995 - 06/07/2011
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
NA
01/18/1994 - 02/01/1995
KEMPER FINANCIAL SERVICES, INC.
BC
Issued 03/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/17/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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