Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark McManus is a financial advisor with Wells Fargo Clearing Services, LLC. Mark has been in the financial industry since 1999. Mark has experience with Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and AXA Advisors, LLC. Mark is registered as an investment advisor and broker in Texas and holds the Series 7, 9, 10, 24, 52, 53, 63, and 65 licenses. Mark specializes in investments, financial planning, pension consulting, and portfolio management for individuals and businesses. Mark serves clients in both Texas and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
01/13/2025 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
02/08/2022 - 08/05/2022
MORGAN STANLEY (Houston TX)
TX
06/13/2012 - 11/22/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE WOODLANDS TX)
TX
03/24/2009 - 05/21/2012
AXA ADVISORS, LLC (HOUSTON TX)
OH
06/29/2007 - 02/12/2009
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
DE
11/24/2004 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MN
03/11/2003 - 10/27/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/11/2003 - 10/27/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MO
07/12/2001 - 03/05/2003
EDWARD JONES (ST. LOUIS MO)
MN
08/17/1999 - 06/14/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/17/1999 - 06/14/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
09/08/1998 - 10/27/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/04/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/06/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/02/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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