Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Desalvo is an active investment advisor representative and a broker-dealer registered with UBS Financial Services Inc. based in Norfolk, Virginia. Mark has been in the industry since 1987 and holds a variety of licenses including Series 3, 7, 10, 63, and 65. Mark has worked with a variety of firms including Morgan Stanley DW Inc. and RBC CAPITAL MARKETS, LLC. Mark Desalvo has been with UBS Financial Services Inc. since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VA
11/17/2011 - Present
UBS Financial Services Inc. (NORFOLK VA)
VA
03/13/2009 - 12/05/2011
RBC CAPITAL MARKETS, LLC (VIRGINIA BEACH VA)
VA
09/30/2005 - 03/13/2009
FERRIS, BAKER WATTS, LLC (VIRGINIA BEACH VA)
NY
07/10/1989 - 10/03/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
02/19/1988 - 07/08/1989
J. W. GANT & ASSOCIATES, INC.
NA
07/22/1987 - 02/23/1988
SHERWOOD CAPITAL, INC.
IA
Issued 08/13/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/08/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1990
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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