Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Whaley is a financial advisor with Northwestern Mutual Investment Services, LLC in Milwaukee, Wisconsin. Mark has been in the industry since September 13, 2001. Mark has Series 6 and Series 63 licenses, as well as the SIE exam. He is also a registered representative with FINRA. Mark previously worked with Lutheran Brotherhood Securities Corp. in Minneapolis, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
06/25/2004 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
MN
10/08/1997 - 07/18/2000
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BC
Issued 09/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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