Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Tarshis is a financial advisor with Cetera Investment Advisers LLC and has been in the industry since September 10, 1999. Mark is registered with FINRA and has an active Series 7 and Series 63 license as well as an active Series 65 license, making Mark qualified to provide investment advice and sell securities to clients. He provides financial planning services, pension consulting, educational seminars, and portfolio management for businesses and individuals. Mark has also previously been registered with Investors Capital Corp., QA3 Financial Corp., Royal Alliance Associates, Inc., Prime Capital Services, Inc., and Prudential Securities Incorporated. Mark is also an insurance agent, selling life, annuities, and long-term care insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/21/2024 - Present
Cetera Investment Advisers LLC (BOYNTON BEACH FL)
FL
05/26/2006 - 10/03/2016
INVESTORS CAPITAL CORP. (BOYNTON BEACH FL)
FL
09/28/2004 - 05/30/2006
QA3 FINANCIAL CORP. (BOYNTON BEACH FL)
AZ
12/09/2002 - 09/15/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
12/02/2002 - 12/03/2002
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
03/20/2001 - 12/02/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
08/25/1999 - 03/20/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/3/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Tarshis is the right advisor for you? Invested Better is here to help.
