Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Stieve is a financial advisor with LPL Financial LLC in FORT MILL, SC. Mark has over 35 years of experience in the financial services industry, working with clients to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/18/2012 - Present
LPL Financial LLC (FORT MILL SC)
SC
08/07/2015 - 10/04/2023
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (FORT MILL SC)
NC
02/12/2008 - 04/18/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NY
02/21/2007 - 02/11/2008
IFMG SECURITIES, INC. (PURCHASE NY)
NC
03/12/1999 - 01/30/2007
PRIMEVEST FINANCIAL SERVICES, INC. (CHARLOTTE NC)
MN
11/08/2000 - 12/03/2001
GRANITE INVESTMENT SERVICES, INC. (ST. CLOUD MN)
MN
08/17/1993 - 02/13/1998
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
NY
08/01/1991 - 07/15/1993
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
08/04/1989 - 08/01/1991
PAMCO SECURITIES AND INSURANCE SERVICES
NA
08/09/1989 - 12/07/1990
GAF FINANCIAL AND INSURANCE SERVICES
NA
02/01/1988 - 01/21/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/23/1986 - 01/22/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
BC
Issued 07/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Stieve is the right advisor for you? Invested Better is here to help.
