Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Steen is a financial advisor with over 27 years of experience in the financial services industry. Mark is registered with LPL Financial LLC and has held previous roles with several other firms including Stifel, Nicolaus & Company, Incorporated, Butler, Wick & Co., Inc., A. G. Edwards & Sons, Inc., Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Federated Securities Corp., Robert Thomas Securities, Inc and L.C. Wegard & Co., Inc.. Mark has a wide range of experience and expertise in financial planning, investment management, and consulting. Mark specializes in providing financial advice to individuals, families, businesses, and institutions. Mark offers a variety of services, including financial planning, investment management, retirement planning, college savings planning, and estate planning. Mark is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/28/2014 - Present
LPL Financial LLC (HERMITAGE PA)
OH
03/10/2009 - 06/16/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BOARDMAN OH)
OH
01/03/2007 - 03/10/2009
BUTLER, WICK & CO., INC. (BOARDMAN OH)
PA
10/07/2002 - 01/08/2007
A. G. EDWARDS & SONS, INC. (HERMITAGE PA)
TX
11/20/1997 - 10/02/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
10/01/1997 - 10/20/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
PA
05/02/1996 - 06/28/1996
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
FL
02/10/1995 - 01/12/1996
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
09/09/1994 - 09/20/1994
L.C. WEGARD & CO., INC. (NEW YORK NY)
IA
Issued 03/21/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/11/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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