Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Siver has been in the securities industry since August 18, 1986. Mark Siver is currently registered with Stifel, Nicolaus & Company, Inc. Mark Siver is a registered representative with the firm and an investment adviser representative. Mark Siver has experience at a number of firms including JANNEY MONTGOMERY SCOTT LLC, UBS FINANCIAL SERVICES INC., GRUNTAL & CO., L.L.C. and DEAN WITTER REYNOLDS INC. Mark Siver holds the following licenses: Series 3, Series 7, Series 63, and SIE. Mark Siver is also registered to provide investment advisory services in Alabama, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Kansas, Kentucky, Maine, Maryland, Massachusetts, Michigan, Nevada, New Hampshire, New Jersey, New York, North Carolina, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Tennessee, Texas, Virginia and Washington. Mark Siver is also a member of the Board of Directors of Douglas House Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/14/2019 - Present
Stifel, Nicolaus & Company, Inc. (GARDEN CITY NY)
NY
11/03/2006 - 06/24/2019
JANNEY MONTGOMERY SCOTT LLC (GARDEN CITY NY)
NY
10/22/1999 - 11/08/2006
UBS FINANCIAL SERVICES INC. (MITCHEL FIELD NY)
NY
05/19/1992 - 10/27/1999
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
08/19/1986 - 05/21/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 08/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1986
Series 3 - National Commodity Futures Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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