Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Roberts is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with MAI Capital Management, LLC in Indiana, Kentucky, and Ohio. Mark has previously held positions with several firms including Dean Witter Reynolds Inc., Prudential-Bache Securities Inc., E. F. Hutton & Company Inc., Marion Bass Securities Corporation, and First Investors Corporation. Mark offers financial planning, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
OH
02/05/2024 - Present
MAI Capital Management, LLC (Cincinnati OH)
NY
12/02/1987 - 05/13/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/28/1985 - 11/19/1987
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
03/05/1984 - 08/30/1985
E. F. HUTTON & COMPANY INC
NY
08/19/1985 - 08/22/1985
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
11/24/1982 - 02/09/1984
MARION BASS SECURITIES CORPORATION
NA
11/24/1982 - 01/24/1983
FIRST INVESTORS CORPORATION
BC
Issued 12/06/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
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