Unclaimed
Mark Alan Renaud is a financial professional with over 30 years of experience in the industry. He is currently registered with BNP Paribas Securities Corp. in New York. Mark has held previous positions with BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp. and Deutsche Morgan Grenfell Inc. He is a Series 3, 7, 63 and SIE licensed professional, as well as a registered representative in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/23/2015 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
05/23/2012 - 07/03/2014
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
NY
07/08/1998 - 05/22/2012
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/16/1997 - 03/23/1998
DEUTSCHE MORGAN GRENFELL INC. (NEW YORK NY)
NY
08/10/1992 - 03/31/1997
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 10/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2012
Series 3 - National Commodity Futures Examination
BC
Issued 08/07/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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