Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Province is an investment advisor representative with Stifel, Nicolaus & Company, Inc. Mark has been in the industry since 1984 and has worked for a number of firms including Wells Fargo Clearing Services, LLC and Morgan Stanley Smith Barney. Mark is registered in 27 states and is a licensed investment advisor in Oklahoma and Texas. Mark is also a registered principal with the firm and specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
06/01/2022 - Present
Stifel, Nicolaus & Company, Inc. (OKLAHOMA CITY OK)
OK
09/02/2011 - 06/06/2022
WELLS FARGO CLEARING SERVICES, LLC (OKLAHOMA CITY OK)
OK
06/01/2009 - 09/23/2011
MORGAN STANLEY SMITH BARNEY (OKLAHOMA CITY OK)
OK
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OKLAHOMA CITY OK)
OK
09/16/2004 - 04/02/2007
MORGAN STANLEY DW INC. (OKLAHOMA CITY OK)
NJ
09/01/2000 - 10/01/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/03/1995 - 09/14/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
MO
10/26/1984 - 04/03/1995
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 10/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/03/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Province is the right advisor for you? Invested Better is here to help.
