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Mark Alan Poelma

Epiq Capital Group, LLC

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About Mark Alan Poelma

Mark Alan Poelma is a financial advisor with Epiq Capital Group, LLC. Mark is registered as an Investment Advisor Representative (IAR) in Nevada and Texas. Mark has been in the industry since 2012 and has a Series 63, Series 66, Series 7 and SIE licenses. Mark is also a Chartered Financial Analyst. He is based in San Francisco, CA and is currently registered with Epiq Capital Group, LLC. Prior to joining Epiq Capital Group, LLC, Mark was employed by Fidelity Brokerage Services LLC.

Firm Information

Mark Poelma is currently registered with Epiq Capital Group, LLC. Epiq Capital Group, LLC is an investment advisor based in San Francisco, CA. The firm manages approximately $4.94 billion in assets for 896 clients. They offer a variety of investment services including portfolio management for individuals, businesses, and pooled investment vehicles. The firm also provides advisory services for the selection of other advisors.
Epiq Capital Group, LLC

1 LOMBARD ST. #200

SAN FRANCISCO, CA 94111

$4.94B

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Mark Poelma’s Registration & Firm History

CA

02/20/2019 - Present

Epiq Capital Group, LLC (SAN FRANCISCO CA)

CA

05/21/2012 - 02/11/2019

FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 01/09/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/25/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Mark Alan Poelma.
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