Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Phillips is a financial advisor with over 35 years of experience in the industry. Mark is currently registered as a representative of Cetera Investment Advisers LLC in Florida and Texas. Previously, Mark was registered with FORESTERS FINANCIAL SERVICES, INC. Mark has a wide range of experience and holds multiple licenses and registrations, including Series 6, 7, 26, 63 and 65. Mark is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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FL
01/12/2023 - Present
Cetera Investment Advisers LLC (TAMPA FL)
FL
07/09/1986 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (TAMPA FL)
IA
Issued 9/4/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/27/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/8/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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