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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Pent is an investment advisor representative for Annex Wealth Management, LLC based in Brookfield, WI. Mark has been in the industry since 2003 and has experience with various investment products. Mark holds Series 3, 7, 9, 10, 31, and 66 licenses. Mark is also a member of the Agrace Foundation Board. In addition to offering a wide range of investment products, Mark also provides financial planning, pension consulting, and educational seminars for his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation for a fee
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
11/26/2019 - Present
Annex Wealth Management, LLC (Madison WI)
WI
01/02/2003 - 05/18/2018
UBS FINANCIAL SERVICES INC. (MADISON WI)
BOTH
Issued 01/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/10/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2012
Series 3 - National Commodity Futures Examination
BC
Issued 02/28/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
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