Unclaimed
Mark Alan Miller is a financial advisor with over 20 years of experience in the financial services industry. Mark is currently registered with Voya Financial Partners, LLC and Voya Investments Distributor, LLC in Connecticut and Ohio. Mark also holds registrations with Voya Financial Advisors, Inc. in Ohio and Pennsylvania. Previously, Mark was affiliated with firms such as Scottrade, Inc., Nationwide Securities, Inc. and AXA Advisors, LLC. Mark has a wide range of experience in the financial services industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
01/30/2023 - Present
Voya Financial Partners, LLC (Stillwater MN)
OH
07/26/2005 - 03/01/2016
SCOTTRADE, INC. (COLUMBUS OH)
OH
11/23/2004 - 07/06/2005
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
NY
01/07/2003 - 03/15/2004
AXA ADVISORS, LLC (NEW YORK NY)
SC
07/18/2001 - 12/18/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
03/24/2000 - 12/31/2000
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
07/14/1993 - 01/21/1994
JOHN HANCOCK DISTRIBUTORS, INC.
NA
07/14/1993 - 01/21/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BC
Issued 10/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/06/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/29/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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