Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Merritt is an investment advisor representative with Simplicity Wealth. Mark has been in the financial services industry since 1998. Mark is registered in Connecticut as an Investment Advisor Representative. Mark has held previous positions with CAVU SECURITIES LLC, THE LEADERS GROUP, INC., NATIONWIDE INVESTMENT SERVICES CORPORATION, AIG SUNAMERICA CAPITAL SERVICES, INC., AMERICAN SKANDIA MARKETING, INC. and HARTFORD EQUITY SALES COMPANY INC. Mark holds the Series 6, 7, 26, 63, and 65 licenses. Mark also has a Series SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
08/26/2024 - Present
Simplicity Wealth (SUMMIT NJ)
NY
11/05/2020 - 05/14/2021
CAVU SECURITIES LLC (NEW YORK NY)
CO
05/08/2018 - 03/12/2019
THE LEADERS GROUP, INC. (LITTLETON CO)
CT
03/02/2007 - 03/20/2018
NATIONWIDE INVESTMENT SERVICES CORPORATION (WEST HARTFORD CT)
NJ
01/19/2007 - 02/05/2007
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
OH
09/15/2004 - 01/04/2007
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CT
02/08/2000 - 05/05/2004
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
CT
03/04/1996 - 12/31/1999
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IA
Issued 12/07/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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