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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Maxwell is a financial advisor with Raymond James & Associates, Inc. located in JACKSON, MS. Mark Maxwell has been in the financial services industry since 1993. Mark Maxwell is registered in 24 states. Mark Alan Maxwell has been affiliated with Raymond James & Associates, Inc. since February 2013. Mark Alan Maxwell is registered to conduct business as a registered representative with FINRA and with the following states: Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Louisiana, Mississippi, Missouri, New York, Ohio, Oklahoma, Pennsylvania, Puerto Rico, Tennessee, Texas, Virginia, and Washington. Mark Alan Maxwell is also registered as an investment advisor representative with the following states: Mississippi and Texas. Mark Alan Maxwell holds the following licenses and designations: Series 31, Series 63, Series 66, Series 7, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
09/25/2019 - Present
Raymond James & Associates, Inc. (JACKSON MS)
MS
01/14/2000 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (JACKSON MS)
NY
07/15/1993 - 02/08/2000
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 02/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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