Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Mappa is a financial advisor with Cetera Investment Advisers LLC, working from the Deerfield, IL branch office. Mark has been in the financial services industry since 1989. Mark holds the Series 63, Series 65, and Series 7 securities licenses, as well as the SIE. Mark is also a Certified Financial Planner. Mark has worked with Woodbury Financial Services, Inc. and NFP Advisor Services, LLC in the past. In addition to his work at Cetera Investment Advisers LLC, Mark is also the owner of Mappa Wealth Management, a financial planning firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
12/12/2024 - Present
Cetera Investment Advisers LLC (DEERFIELD IL)
IL
03/24/2016 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (NORTHBROOK IL)
IL
12/11/2003 - 03/31/2016
NFP ADVISOR SERVICES, LLC (NORTHFIELD IL)
MA
03/13/2002 - 12/17/2003
VERAVEST INVESTMENTS, INC. (WORCESTER MA)
CA
04/24/2000 - 03/07/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IL
03/07/2000 - 05/03/2000
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
IN
05/17/1998 - 03/09/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
AZ
04/11/1994 - 11/20/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IN
03/21/1989 - 04/06/1994
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
IA
Issued 05/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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