Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Lieser is a financial advisor who has been in the industry since August 1999. Mark currently works at Robert W. Baird & Co. Inc., located in Columbus - Grandview Heights, Ohio. Previously, Mark was employed by J.J.B. HILLIARD, W.L. LYONS, LLC in Grandview Heights, Ohio and FIFTH THIRD SECURITIES, INC. in Columbus, Ohio. Mark is registered in Ohio and Texas and has a Series 7, Series 63, Series 65 and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OH
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Columbus - Grandview Heights OH)
OH
11/04/2016 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (Grandview Heights OH)
OH
04/23/2007 - 11/16/2016
FIFTH THIRD SECURITIES, INC. (COLUMBUS OH)
OH
03/08/2006 - 04/19/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DUBLIN OH)
CT
08/23/1999 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
IA
Issued 04/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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