Unclaimed
Mark Alan Lieb is a financial professional with over 44 years of experience in the industry. Mark has been registered with Sami Brokerage LLC since August 4, 1987 and has held previous positions at Drexel Burnham Lambert Incorporated, Moseley, Hallgarten, Estabrook & Weeden, Inc., and Moseley, Hallgarten & Estabrook Inc.. Mark holds a Series 7, Series 24, Series 63, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/04/1987 - Present
Sami Brokerage LLC (STAMFORD CT)
NA
01/21/1980 - 09/11/1987
DREXEL BURNHAM LAMBERT INCORPORATED
NA
02/23/1979 - 02/21/1980
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
NA
06/22/1978 - 02/23/1979
MOSELEY, HALLGARTEN & ESTABROOK INC
BC
Issued 05/29/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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