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Mark Alan Lieb

Sami Brokerage LLC

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About Mark Alan Lieb

Mark Alan Lieb is a financial professional with over 44 years of experience in the industry. Mark has been registered with Sami Brokerage LLC since August 4, 1987 and has held previous positions at Drexel Burnham Lambert Incorporated, Moseley, Hallgarten, Estabrook & Weeden, Inc., and Moseley, Hallgarten & Estabrook Inc.. Mark holds a Series 7, Series 24, Series 63, Series 99TO and SIE licenses.

Firm Information

Mark Lieb is currently registered with Sami Brokerage LLC. Sami Brokerage LLC is a Limited Liability Company formed in November 2018 and approved to operate in 18 states, including California, Connecticut, Delaware, Florida, Georgia, Illinois, Iowa, Kentucky, Minnesota, Mississippi, Nebraska, New York, Pennsylvania, Texas, Virginia, Wisconsin, and Wyoming. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Lieb’s Registration & Firm History

CT

08/04/1987 - Present

Sami Brokerage LLC (STAMFORD CT)

NA

01/21/1980 - 09/11/1987

DREXEL BURNHAM LAMBERT INCORPORATED

NA

02/23/1979 - 02/21/1980

MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.

NA

06/22/1978 - 02/23/1979

MOSELEY, HALLGARTEN & ESTABROOK INC

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Licenses & Designations

BC

Issued 05/29/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/23/1987

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/1978

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Alan Lieb.
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