Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Kirby is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with Oppenheimer & Co. Inc. Mark has previously worked at CIBC WORLD MARKETS CORP., BEAR, STEARNS & CO. INC., PRUDENTIAL SECURITIES INCORPORATED and LEHMAN BROTHERS INC. Mark holds the Series 63, Series 65 and Series 7 licenses and is a registered Investment Advisor in multiple states. Mark is able to provide financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (WHITE PLAINS NY)
NY
07/13/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
09/14/1998 - 07/26/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/17/1992 - 09/16/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/10/1992 - 08/03/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 10/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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