Unclaimed
Mark Alan Keen is a financial advisor registered with the Securities and Exchange Commission (SEC) and has been in the financial industry since June 10, 1999. Mark has held various positions at different firms, including Reliance Securities, LLC, IFG Network Securities, Inc., and currently, The Strategic Financial Alliance, Inc. and Strategic Blueprint, LLC. Mark is a Certified Financial Planner and specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/05/2007 - Present
THE Strategic Financial Alliance, Inc. (ATLANTA GA)
AL
03/24/2005 - 12/18/2006
RELIANCE SECURITIES, LLC (HELENA AL)
GA
10/31/2003 - 12/13/2004
THE STRATEGIC FINANCIAL ALLIANCE, INC. (ATLANTA GA)
GA
03/03/1999 - 11/21/2003
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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