Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Hermes is a financial advisor with Phx Financial, Inc. He is registered with FINRA and 20 states. Mark Alan Hermes is a licensed broker-dealer with a strong focus on providing financial advice to clients. He has been in the industry since 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/09/2023 - Present
PHX Financial, Inc. (Fort Lauderdale FL)
FL
09/20/2019 - 07/05/2022
JOSEPH GUNNAR & CO. LLC (Fort Lauderdale FL)
FL
08/18/2016 - 09/24/2019
WESTPARK CAPITAL, INC. (Fort Lauderdale FL)
FL
06/13/2016 - 08/22/2016
NEWPORT COAST SECURITIES, INC. (FORT LAUDERDALE FL)
WI
01/05/2016 - 06/17/2016
FREEDOM INVESTORS CORP. (BROOKFIELD WI)
FL
03/19/2015 - 07/01/2015
NEWPORT COAST SECURITIES, INC. (FORT LAUDERDALE FL)
FL
03/24/2014 - 05/16/2014
LAIDLAW & COMPANY (UK) LTD. (FT. LAUDERDALE FL)
FL
08/17/2009 - 03/26/2014
STERNE AGEE FINANCIAL SERVICES, INC. (FT. LAUDERDALE FL)
FL
02/05/2008 - 08/17/2009
EMMETT A LARKIN COMPANY, INC. (FORT LAUDERDALE FL)
FL
07/18/2007 - 12/10/2007
LF FINANCIAL, LLC (BOCA RATON FL)
FL
02/21/2006 - 10/03/2006
POINTE CAPITAL, INC. (POMPANO BEACH FL)
TX
11/18/2003 - 02/27/2006
SALOMON GREY FINANCIAL CORPORATION (DALLAS TX)
TX
08/25/2003 - 10/06/2003
LLOYD, SCOTT & VALENTI, LTD. (AUSTIN TX)
FL
06/09/2003 - 08/22/2003
CGF SECURITIES, LLC (BOCA RATON FL)
FL
02/26/2003 - 06/23/2003
KOVACK SECURITIES INC. (FT. LAUDERDALE FL)
GA
07/30/2002 - 03/10/2003
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
NY
05/16/2002 - 07/29/2002
PLATINUM INVESTMENT CORP. (ROCHESTER NY)
FL
02/21/2002 - 05/23/2002
LH ROSS & COMPANY, INC. (BOCA RATON FL)
TX
07/19/2001 - 03/22/2002
SALOMON GREY FINANCIAL CORPORATION (DALLAS TX)
FL
07/25/2000 - 07/17/2001
EMERSON BENNETT & ASSOCIATES (FT. LAUDERDALE FL)
BOTH
Issued 10/24/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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