Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Harris has been in the financial services industry since 1999. Mark is currently registered with Osaic Wealth, Inc. and has been with the firm since 2024. Mark provides financial planning and investment advice to individuals, businesses, and retirement plans. Mark has a strong track record of success in helping clients achieve their financial goals. Mark is committed to providing personalized and comprehensive financial advice to each of their clients. Mark has experience in developing a wide range of financial strategies including retirement planning, college savings, estate planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/05/2024 - Present
Osaic Wealth, Inc. (HAUPPAUGE NY)
NY
02/26/2016 - 03/12/2024
AMERIPRISE FINANCIAL SERVICES, LLC (Hauppauge NY)
NY
08/04/2003 - 03/17/2016
INVESTORS CAPITAL CORP. (FARMINGDALE NY)
NJ
04/29/2002 - 08/12/2003
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
06/30/2000 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
04/08/1999 - 07/24/2000
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
BOTH
Issued 01/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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