Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Gerardi is a financial professional with Cetera Investment Advisers LLC. Mark Gerardi has been in the financial industry since 1995. Mark Gerardi has been registered with the state of California since 2020. Mark Gerardi is also registered as an investment advisor representative (IAR) with Cetera Investment Advisers LLC. Mark Gerardi has a variety of experience in the financial services industry, including positions at UnionBanc Investment Services, LLC, U.S. Bancorp Investments, Inc., and First Republic Securities Company, LLC. Mark Gerardi holds the Series 7 and Series 63 licenses, and has a Certified Financial Planner designation.
SPRING VALLEY, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (SPRING VALLEY CA)
CA
02/16/2017 - 03/13/2020
U.S. BANCORP INVESTMENTS, INC. (SAN DIEGO CA)
CA
03/06/2014 - 02/16/2017
UNIONBANC INVESTMENT SERVICES, LLC (SAN DIEGO CA)
CA
07/15/2013 - 02/27/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (LA MESA CA)
CA
05/05/2008 - 12/10/2012
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN DIEGO CA)
CA
08/20/1996 - 04/21/2008
UNIONBANC INVESTMENT SERVICES, LLC (SAN DIEGO CA)
CA
09/13/1994 - 08/08/1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
08/18/1993 - 11/22/1993
MONTANO SECURITIES CORPORATION (ORANGE CA)
BC
Issued 8/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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