Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Gallinatti is an investment advisor representative at Stifel, Nicolaus & Company, Inc. Mark has been in the securities industry since February 1996 and has passed numerous exams. Mark is licensed in several states including Washington, Texas, and California. Prior to Stifel, Nicolaus & Company, Inc. Mark was with RBC Capital Markets, LLC and A. G. Edwards & Sons, Inc.. Mark also has experience in oyster farming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
06/20/2019 - Present
Stifel, Nicolaus & Company, Inc. (TACOMA WA)
WA
10/12/2007 - 07/08/2019
RBC CAPITAL MARKETS, LLC (Tacoma WA)
WA
06/11/1999 - 10/17/2007
A. G. EDWARDS & SONS, INC. (TACOMA WA)
NA
06/19/1985 - 09/28/1988
DEAN WITTER REYNOLDS INC.
BOTH
Issued 06/17/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/09/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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