Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Fluent is a Registered Representative and Principal with Deutsche Bank Securities Inc., located in Los Angeles, California. Mark has been in the industry since July 11, 2012. Prior to joining Deutsche Bank Securities Inc., Mark was a Registered Representative with LEHMAN BROTHERS INC. and MORSTRAT SECURITIES CORPORATION. Mark is also a Series 24, Series 79, Series 7, and SIE licensed individual.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
CA
09/18/2013 - Present
Deutsche Bank Securities Inc. (Los Angeles CA)
CA
09/27/2007 - 09/18/2008
LEHMAN BROTHERS INC. (LOS ANGELES CA)
NA
12/15/1994 - 02/27/1995
MORSTRAT SECURITIES CORPORATION
BC
Issued 12/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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