Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Fairbanks is a registered representative and investment advisor representative who has been in the financial services industry since March 23, 1990. Mark Fairbanks is currently registered with Pine Distributors LLC and holds a Series 6, 7, 24, 26, 63, SIE, and 99 licenses. Mark Fairbanks has previously been registered with FORESIDE INVESTMENT SERVICES, LLC, FORESIDE FUND SERVICES, LLC, FORESIDE DISTRIBUTION SOLUTIONS, LLC, FAIRHOLME DISTRIBUTORS, LLC, FORESIDE ASSOCIATES, LLC, BD COMPLIANCE SOLUTIONS, LLC, FORESIDE PLAZA DISTRIBUTORS, LLC, RELIANCE SECURITIES, LLC, FORUM FINANCIAL SERVICES, LLC, ARK FUNDS DISTRIBUTORS, LLC, and FIRST INVESTORS CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/17/2024 - Present
Pine Distributors LLC (DENVER CO)
ME
03/31/2020 - 06/30/2022
QUASAR DISTRIBUTORS, LLC (Portland ME)
ME
05/16/2019 - 06/30/2022
PARNASSUS FUNDS DISTRIBUTOR, LLC (Portland ME)
ME
12/01/2017 - 06/30/2022
VT DISTRIBUTORS LLC (Portland ME)
ME
08/01/2016 - 06/30/2022
FORESIDE FINANCIAL SERVICES, LLC (Portland ME)
ME
08/18/2015 - 06/30/2022
COMPASS DISTRIBUTORS, LLC (Portland ME)
ME
11/28/2014 - 06/30/2022
ORBIS INVESTMENTS (U.S.), LLC (Portland ME)
ME
07/03/2012 - 06/30/2022
FORESIDE FUNDS DISTRIBUTORS LLC (Portland ME)
ME
07/03/2012 - 06/30/2022
FORESIDE GLOBAL SERVICES, LLC (Portland ME)
ME
07/03/2012 - 06/30/2022
MGI FUNDS DISTRIBUTORS, LLC (Portland ME)
ME
07/03/2012 - 06/30/2022
STERLING CAPITAL DISTRIBUTORS, LLC (Portland ME)
ME
10/06/2011 - 06/30/2022
JOHCM FUNDS DISTRIBUTORS, LLC (Portland ME)
ME
01/08/2010 - 06/30/2022
FORESIDE DISTRIBUTION SERVICES, L.P. (Portland ME)
ME
01/08/2010 - 06/30/2022
FUNDS DISTRIBUTOR, LLC (Portland ME)
ME
01/08/2010 - 06/30/2022
IMST DISTRIBUTORS, LLC (Portland ME)
ME
01/08/2010 - 06/30/2022
NORTHERN FUNDS DISTRIBUTORS, LLC (Portland ME)
ME
01/07/2010 - 06/30/2022
FORESIDE INVESTMENT SERVICES, LLC (Portland ME)
ME
03/09/2000 - 06/30/2022
FORESIDE FUND SERVICES, LLC (Portland ME)
ME
07/18/2012 - 08/03/2020
FORESIDE DISTRIBUTION SOLUTIONS, LLC (PORTLAND ME)
ME
06/29/2012 - 08/03/2020
FAIRHOLME DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/08/2010 - 08/03/2020
FORESIDE ASSOCIATES, LLC (PORTLAND ME)
ME
01/08/2010 - 05/01/2020
BD COMPLIANCE SOLUTIONS, LLC (PORTLAND ME)
ME
04/23/2009 - 12/21/2009
FORESIDE PLAZA DISTRIBUTORS, LLC (PORTLAND ME)
AL
02/14/2000 - 01/12/2004
RELIANCE SECURITIES, LLC (HELENA AL)
ME
03/24/2000 - 12/18/2003
FORUM FINANCIAL SERVICES, LLC (PORTLAND ME)
ME
11/01/1996 - 12/18/2003
ARK FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
NJ
07/13/1988 - 10/08/1996
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 06/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2003
Series 24 - General Securities Principal Examination
BC
Issued 04/16/1991
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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