Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Davy is a financial advisor with Cetera Investment Advisers LLC in Sarasota, Florida. Mark has over 30 years of experience in the financial services industry. Mark is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Mark holds the Series 6, Series 7, Series 63 and Series 65 licenses. Mark has previously worked at Summit Brokerage Services, Inc., Wunderlich Securities, Inc., Capital Securities of America, Inc., UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/29/2023 - Present
Cetera Investment Advisers LLC (SARASOTA FL)
FL
10/26/2018 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (SARASOTA FL)
FL
03/01/2007 - 05/30/2018
WUNDERLICH SECURITIES, INC. (SARASOTA FL)
FL
02/24/2004 - 03/01/2007
CAPITAL SECURITIES OF AMERICA, INC. (SARASOTA FL)
NJ
06/17/1994 - 03/11/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/01/1988 - 07/13/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/03/1986 - 12/07/1988
RAYMOND JAMES & ASSOCIATES, INC.
NA
05/13/1986 - 09/02/1986
TURNER & SELLHORN SECURITIES, INC.
IA
Issued 11/7/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/24/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 5/12/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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