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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Daley is an investment advisor representative registered with MAI Capital Management, LLC in California. Mark has been in the industry since 2018 and holds the Series 6, Series 63 and Series 65 licenses. Mark specializes in providing financial planning, portfolio management, and investment advice to individuals, high-net-worth individuals, businesses, corporations, investment companies, pooled investment vehicles, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
CA
08/14/2024 - Present
MAI Capital Management, LLC (San Ramon CA)
CA
09/18/2018 - 07/30/2024
PAYCHEX SECURITIES CORPORATION (SAN RAMON CA)
IA
Issued 07/31/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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