Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Carnes is a financial advisor registered with Cetera Investment Advisers LLC, working from their Overland Park, KS office. Mark has over 40 years of experience in the financial industry, having started their career in 1980. Mark holds multiple licenses including Series 7, 63, 65 and 24, as well as a designation as a Certified Financial Planner. Mark is also a 1/3 owner of Prosperity Wealth Management LLC (DBA name), a financial services firm with a focus on fixed insurance products. Cetera Investment Advisers LLC is a large firm with a diverse client base, ranging from individuals to institutional investors, including pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
03/21/2024 - Present
Cetera Investment Advisers LLC (OVERLAND PARK KS)
OH
05/19/1999 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
IN
06/01/1989 - 05/21/1999
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/01/1989 - 05/21/1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
CT
03/05/1986 - 06/08/1989
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
08/20/1980 - 05/27/1986
HESS INVESTMENT CO.
IA
Issued 6/8/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/28/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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