Unclaimed
Mark Alan Carnes is a financial advisor with over 40 years of experience in the industry. Mark Carnes is currently registered with Cetera Investment Advisers LLC and has offices in Overland Park, Kansas and Bradenton, Florida. Mark Carnes has previously worked at several other firms, including Vestax Securities Corporation, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, W. S. Griffith & Co., Inc., and Hess Investment Co. Mark Carnes holds a Series 7, Series 24, and Series 63 license, as well as a Series 65 license and the SIE designation. Mark Carnes is a CERTIFIED FINANCIAL PLANNER™ professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
03/21/2024 - Present
Cetera Investment Advisers LLC (OVERLAND PARK KS)
OH
05/19/1999 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
IN
06/01/1989 - 05/21/1999
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/01/1989 - 05/21/1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
CT
03/05/1986 - 06/08/1989
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
08/20/1980 - 05/27/1986
HESS INVESTMENT CO.
IA
Issued 06/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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