Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Alan Borough is an investment advisor representative with Belpointe Asset Management LLC and has been in the industry since 1989. Mark has worked with CETERA Advisor Networks LLC, QA3 Financial Corp., INTERSECURITIES, INC., 1717 Capital Management Company, MML Investors Services, INC., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, MONY Securities Corporation, Financial West Group, Great Western Financial Securities Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Baraban Securities, INC. Mark is registered in California as an Investment Advisor Representative and has passed the Series 63, 65, 7, 24 and SIE exams. Mark is also the President and CEO of Borough Annuity and Insurance Center, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/21/2017 - Present
Belpointe Asset Management LLC (Weslake Village CA)
CA
02/18/2011 - 04/20/2016
CETERA ADVISOR NETWORKS LLC (CONCORD CA)
CA
07/31/2009 - 02/11/2011
QA3 FINANCIAL CORP. (WOODLAND HILLS CA)
CA
07/27/2007 - 12/31/2008
INTERSECURITIES, INC. (WOODLAND HILLS CA)
CA
04/12/2006 - 01/31/2007
1717 CAPITAL MANAGEMENT COMPANY (WOODLAND HILLS CA)
CA
09/20/2004 - 03/24/2006
MML INVESTORS SERVICES, INC. (WESTLAKE VILLAGE CA)
IN
06/05/2001 - 06/30/2004
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/05/2001 - 06/30/2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
12/16/1999 - 05/31/2001
MONY SECURITIES CORPORATION (NEW YORK NY)
NV
08/26/1991 - 12/31/1997
FINANCIAL WEST GROUP (RENO NV)
CA
11/16/1990 - 08/20/1991
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
03/31/1989 - 08/28/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
01/24/1989 - 03/15/1989
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 03/20/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 04/20/2016
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
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