Unclaimed
Mark Baer is a financial professional with a focus on private securities offerings. Mark has been in the securities industry since 2011 and is currently registered with NC Securities, LLC. Prior to that, Mark was registered with Crito Capital LLC and Van Der Moolen Specialists USA, LLC. Mark holds the Series 82 and SIE licenses. Mark is registered in Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
08/16/2019 - Present
NC Securities, LLC (EASTON MD)
CT
08/14/2017 - 05/29/2019
CRITO CAPITAL LLC (WESTPORT CT)
NY
01/04/2001 - 06/04/2007
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2017
Series 82 - Limited Representative-Private Securities Offerings
Active
Inactive
F
FINRA
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