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Mark Alan Baer

NC Securities, LLC

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About Mark Alan Baer

Mark Baer is a financial professional with a focus on private securities offerings. Mark has been in the securities industry since 2011 and is currently registered with NC Securities, LLC. Prior to that, Mark was registered with Crito Capital LLC and Van Der Moolen Specialists USA, LLC. Mark holds the Series 82 and SIE licenses. Mark is registered in Maryland.

Firm Information

Mark Baer is currently registered with NC Securities, LLC. NC Securities, LLC is a Limited Liability Company formed in Maryland on September 28, 2005. The firm is registered with the SEC and in Maryland.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Baer’s Registration & Firm History

MD

08/16/2019 - Present

NC Securities, LLC (EASTON MD)

CT

08/14/2017 - 05/29/2019

CRITO CAPITAL LLC (WESTPORT CT)

NY

01/04/2001 - 06/04/2007

VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2017

Series 82 - Limited Representative-Private Securities Offerings

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Alan Baer.
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