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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Aarron McGruder is a financial advisor with BOK Financial Securities, Inc. based in Richardson, Texas. Mark has been in the financial services industry since April 2, 1994 and has a strong track record of providing personalized financial advice to individuals and families. Mark has a wide range of experience in investment planning, retirement planning, and estate planning. He is also a registered representative with FINRA and a licensed investment advisor in multiple states. Mark's previous experience includes working for firms such as UMB FINANCIAL SERVICES, INC., HILLTOP SECURITIES INC., and FIRST SOUTHWEST COMPANY, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/18/2019 - Present
BOK Financial Securities, Inc. (Richardson TX)
TX
11/27/2017 - 03/19/2019
UMB FINANCIAL SERVICES, INC. (Dallas TX)
TX
01/04/2016 - 11/17/2017
HILLTOP SECURITIES INC. (Dallas TX)
TX
01/27/2003 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (DALLAS TX)
TX
01/28/2002 - 02/19/2003
FIRST AVANTUS SECURITIES, INC. (AUSTIN TX)
MN
01/06/2000 - 01/28/2002
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
TX
07/13/1999 - 01/07/2000
FIRST SOUTHWEST COMPANY (DALLAS TX)
NY
06/25/1998 - 06/23/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
10/25/1993 - 02/12/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
IA
Issued 07/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1993
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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