Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Aaron Strong is a financial advisor with Stifel, Nicolaus & Company, Inc. Mark has been in the industry since 2004 and has experience working with a wide range of clients, including individuals, businesses, and institutions. Mark has expertise in financial planning, portfolio management, and retirement planning. Mark is also a Certified Financial Planner (CFP®) and has a Series 7, Series 63, and Series 31 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/10/2014 - Present
Stifel, Nicolaus & Company, Inc. (SANTA BARBARA CA)
CA
06/01/2009 - 09/27/2012
MORGAN STANLEY SMITH BARNEY (SANTA BARBARA CA)
CA
04/23/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SANTA BARBARA CA)
CA
07/25/2006 - 04/17/2007
WM FINANCIAL SERVICES, INC. (SANTA BARBARA CA)
MO
01/13/2004 - 03/09/2005
EDWARD JONES (ST. LOUIS MO)
IA
Issued 05/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/12/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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