Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Aaron Benton is a financial advisor with over 28 years of experience in the industry. Mark has been with Wells Fargo Clearing Services, LLC since 2016. Mark holds licenses in both California and Texas and has a wide range of experience working with individual and institutional clients. Mark is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/10/2016 - Present
Wells Fargo Clearing Services, LLC (LA JOLLA CA)
CA
07/14/2004 - 02/01/2007
ATLAS SECURITIES, LLC (LA JOLLA CA)
MN
11/05/2003 - 03/29/2004
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
08/20/2003 - 10/20/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
03/17/2003 - 06/06/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
FL
09/23/2002 - 12/11/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
CA
08/22/2001 - 09/23/2002
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
CA
02/15/2000 - 08/23/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
01/31/2000 - 02/11/2000
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
10/02/1996 - 04/03/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CA
11/19/1993 - 10/05/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
OR
08/24/1992 - 11/19/1993
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
03/30/1992 - 08/17/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/31/1991 - 03/30/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CO
07/30/1990 - 05/06/1991
KOBER FINANCIAL CORP. (ENGLEWOOD CO)
BOTH
Issued 12/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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