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Mark A Sullivan

Harbour Investments, Inc.

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About Mark A Sullivan

Mark Sullivan is an investment advisor representative with Harbour Investments, Inc. Mark has been in the securities industry since 1988 and has a Series 6, Series 63, and Series 65 licenses. Mark is also registered as an investment advisor representative in Illinois. In addition to Mark's work with Harbour Investments, Inc., Mark also works for Sullivan Tax & Consulting, a tax preparation business that Mark operates. Mark is committed to providing his clients with personalized financial advice and investment management services.

Firm Information

Mark Sullivan is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Sullivan’s Registration & Firm History

IL

11/17/2023 - Present

Harbour Investments, Inc. (ROCKFORD IL)

NA

04/14/1988 - 11/22/1988

LIBERTY SECURITIES CORPORATION

NA

02/11/1988 - 04/27/1988

JOHN HANCOCK DISTRIBUTORS, INC.

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Licenses & Designations

IA

Issued 11/08/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/18/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/03/2019

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Mark A Sullivan.
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