Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark A. Stone is a financial advisor with over 23 years of experience in the industry. Mark has been registered with Cetera Investment Advisers LLC since September 2022. Prior to that, Mark was registered with First Allied Securities, Inc. from December 2008 to September 2022 and First Montauk Securities Corp. from August 1999 to December 2008. Mark has passed the Series 66, Series 24, Series 99TO, SIE and Series 7 exams and holds active registrations in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
11/12/2020 - Present
Cetera Investment Advisers LLC (SHILLINGTON PA)
PA
12/09/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SHILLINGTON PA)
PA
08/18/1999 - 12/09/2008
FIRST MONTAUK SECURITIES CORP. (SHILLINGTON PA)
NY
05/05/1999 - 08/26/1999
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
BOTH
Issued 04/05/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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