Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Sottile is an investment advisor representative with Navy Federal Investment Services, LLC. Mark has over 40 years of experience in the financial services industry. Mark is registered to offer investment advice in 28 states, including Georgia, Alabama, Florida, and Virginia. Mark has held several prior positions in the financial industry, including roles with L.M. Kohn & Company, MidSouth Capital, Inc., Moody Capital Solution, Inc., TD Ameritrade, Inc., and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
08/21/2012 - Present
Navy Federal Investment Services, LLC (ALPHARETTA GA)
GA
01/17/2012 - 08/01/2012
L.M. KOHN & COMPANY (ATLANTA GA)
GA
10/18/2010 - 01/17/2012
MIDSOUTH CAPITAL, INC. (ATLANTA GA)
GA
03/12/2009 - 07/24/2009
MOODY CAPITAL SOLUTION, INC. (ALPHARETTA GA)
GA
12/20/2006 - 01/22/2009
TD AMERITRADE, INC. (ROSWELL GA)
GA
02/16/2005 - 12/07/2006
AXA ADVISORS, LLC (ALPHARETTA GA)
NY
01/02/2002 - 02/02/2005
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/12/1999 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
07/20/1995 - 07/13/1999
FAIRCHILD FINANCIAL GROUP, INC. (NEW YORK NY)
NY
07/26/1994 - 08/09/1995
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NA
05/16/1988 - 07/21/1994
F.N. WOLF & CO., INC.
NA
02/02/1987 - 05/19/1988
SHERWOOD CAPITAL, INC.
NA
03/26/1979 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 04/12/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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