Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark A. Sederquist is a financial advisor with over 20 years of experience in the industry. Mark is currently registered with Raymond James & Associates, Inc., where Mark has been since August 2024. Prior to that, Mark was with Merrill Lynch, Pierce, Fenner & Smith Incorporated for over 12 years. Mark has a broad range of experience, including working with high-net-worth individuals, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/16/2024 - Present
Raymond James & Associates, Inc. (Irvine CA)
CA
10/23/2009 - 04/28/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAGUNA NIGUEL CA)
CA
12/06/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEWPORT BEACH CA)
NY
03/31/1999 - 11/14/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/30/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/02/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2013
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 03/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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