Unclaimed
Mark Scott is a financial professional with over 15 years of experience in the industry. Mark is currently registered with Deutsche Bank Securities Inc. and has previously worked with Goldman, Sachs & Co. Mark is licensed to provide investment advice in 53 states and holds Series 7, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
07/06/2010 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
10/04/2005 - 08/01/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 07/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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