Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark A. Schuette is an investment advisor representative with Stifel, Nicolaus & Company, Inc. Mark has been in the financial industry since June 2014. Mark is registered with the Securities and Exchange Commission (SEC) and has passed several industry exams, including the Series 7, Series 6, and Series 63. Mark is registered to offer investment advice in several states, including Illinois, Missouri, and others. Mark is also a member of Schuette Investments LLC, where Mark is a Member/Manager.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/09/2023 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
IL
06/10/2014 - 01/18/2023
PRUCO SECURITIES, LLC. (Swansea IL)
IA
Issued 02/06/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/10/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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