Unclaimed
Mark A. Ponko is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Mark has been in the securities industry since February 24, 2003. Mark is registered with the state of Pennsylvania, as well as Connecticut, Florida, Kentucky, Maryland, Massachusetts, Minnesota, New York, North Carolina, Ohio, Tennessee, Texas, Virginia and West Virginia. Mark holds the Series 6, 7, 63 and 65 licenses, as well as the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
PA
09/12/2011 - Present
Northwestern Mutual Investment Services, LLC (Monroeville PA)
IA
Issued 09/10/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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