Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark A. Johnson is a financial advisor with over 40 years of experience in the financial services industry. Mark is currently registered with LPL Financial LLC, a large brokerage firm. Mark has previously been affiliated with a number of other firms, including Kestra Investment Services, LLC, NFP Securities, Inc., Morgan Stanley DW Inc., and several others. Mark is licensed to provide investment advice in Arkansas, Texas, and several other states. Mark is committed to providing personalized financial advice to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
08/07/2018 - Present
LPL Financial LLC (HEBER SPRINGS AR)
AR
07/05/2011 - 08/06/2018
KESTRA INVESTMENT SERVICES, LLC (HEBER SPRINGS AR)
AR
09/20/2005 - 07/01/2011
NFP SECURITIES, INC. (HEBER SPRINGS AR)
NY
05/19/1989 - 09/09/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
11/23/1988 - 05/26/1989
INVESTMENT SECURITIES, INC.
NA
06/03/1986 - 10/24/1988
BOWMAN & COMPANY INCORPORATED
NA
12/19/1978 - 12/28/1984
POWELL & SATTERFIELD, INC.
NA
10/05/1976 - 12/11/1977
PARHAM & COMPANY, INC.
IA
Issued 12/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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