Unclaimed
Mark A. Hughes is a financial advisor with Nations Financial Group, Inc. Mark has been in the financial services industry since 2020. Mark has a Series 63 license, and Series 6TO and SIE exams. Mark is registered to sell securities in Iowa. Mark specializes in financial planning, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
03/25/2024 - Present
Nations Financial Group, Inc. (CEDAR RAPIDS IA)
IA
02/17/2020 - 02/29/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Cedar Rapids IA)
BC
Issued 03/07/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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