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Mark A Henni

FIS Brokerage & Securities Services LLC

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About Mark A Henni

Mark A Henni is a financial advisor based in Bolingbrook, Illinois. Mark has been working in the financial industry since August 12, 2010. Mark is currently registered with FIS Brokerage & Securities Services LLC, where Mark is a registered representative and has been working since July 3, 2014. Mark is also registered with the following states: Arizona, Illinois, Michigan, New Hampshire, New Jersey, and New York.

Firm Information

Mark Henni is currently registered with FIS Brokerage & Securities Services LLC. FIS Brokerage & Securities Services LLC is a Limited Liability Company formed in February 2000. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands and the District of Columbia. FIS Brokerage & Securities Services LLC has been the subject of 23 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Henni’s Registration & Firm History

IL

07/03/2014 - Present

FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)

NJ

02/11/2009 - 12/31/2012

SUNGARD BROKERAGE & SECURITIES SERVICES, LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 05/27/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/21/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark A Henni.
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