Unclaimed
Mark A Henni is a financial advisor based in Bolingbrook, Illinois. Mark has been working in the financial industry since August 12, 2010. Mark is currently registered with FIS Brokerage & Securities Services LLC, where Mark is a registered representative and has been working since July 3, 2014. Mark is also registered with the following states: Arizona, Illinois, Michigan, New Hampshire, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/03/2014 - Present
FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)
NJ
02/11/2009 - 12/31/2012
SUNGARD BROKERAGE & SECURITIES SERVICES, LLC (JERSEY CITY NJ)
BC
Issued 05/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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