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Mark A Dice

J.p. Morgan Securities LLC

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About Mark A Dice

Mark A Dice is a financial advisor with over 16 years of experience in the industry. Mark Dice is currently registered with J.p. Morgan Securities LLC in Arlington Heights, IL. Prior to joining J.p. Morgan Securities LLC, Mark Dice was registered with Chase Investment Services Corp. in both Arlington Heights, IL and Chicago, IL. and with BANC ONE SECURITIES CORPORATION in Chicago, IL. Mark Dice holds the Series 6, Series 63, and SIE licenses.

Firm Information

Mark Dice is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Mark Dice’s Registration & Firm History

IL

10/01/2012 - Present

J.p. Morgan Securities LLC (ARLINGTON HEIGHTS IL)

IL

04/07/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (ARLINGTON HEIGHTS IL)

IL

07/06/2005 - 09/23/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

IL

03/12/2002 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/15/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark A Dice.
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