Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark A Caldwell is a financial professional with over 15 years of experience in the financial services industry. Mark is currently registered with Brex Treasury LLC and is licensed to conduct business in 52 states and Puerto Rico. Prior to joining Brex Treasury LLC, Mark held positions at Goldman Sachs & Co. LLC, Fidelity Brokerage Services LLC, and Wells Fargo Investments, LLC. Mark has a diverse range of experience and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
01/07/2020 - Present
Brex Treasury LLC (Salt Lake City UT)
UT
02/04/2011 - 01/31/2020
GOLDMAN SACHS & CO. LLC (SALT LAKE CITY UT)
UT
01/18/2008 - 11/24/2010
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
07/10/2007 - 12/03/2007
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
BOTH
Issued 09/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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