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Mark A Briedis

MM Ascend Life Investor Services, LLC

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About Mark A Briedis

Mark Briedis is currently registered with MM Ascend Life Investor Services, LLC as a Registered Representative. Mark has been in the industry since December 2005. Mark previously held positions at Citigroup Global Markets Inc. and Citicorp Investment Services. Mark Briedis is licensed in both Kentucky and Ohio.

Firm Information

Mark Briedis is currently registered with MM Ascend Life Investor Services, LLC. MM Ascend Life Investor Services, LLC is a Limited Liability Company formed in 2021 that is registered in all 50 states and the District of Columbia. It offers other advisory services and is not currently providing active advisory services. It maintains 12 licensed agents, 12 investment adviser representatives, 12 registered representatives, and 2 investment advisory functions. The firm has filed four regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

124

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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maintaining registration but not actively providing advisory services

Maintaining registration but not actively providing advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Maintaining registration but not serving clients

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Mark Briedis’s Registration & Firm History

OH

10/19/2012 - Present

MM Ascend Life Investor Services, LLC (CINCINNATI OH)

KY

05/29/2007 - 05/29/2008

CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)

KY

07/27/2005 - 05/29/2007

CITICORP INVESTMENT SERVICES (FLORENCE KY)

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Licenses & Designations

IA

Issued 07/27/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/29/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/2009

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/24/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/06/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/09/2006

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/26/2006

Series 4 - Registered Options Principal Examination

BC

Issued 11/02/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mark A Briedis. Review regulatory record here.
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